SPARK

Liquidity After The S-1

Has Your Company Filed an S-1?

Spark is a new liquidity solution from Liquid Stock, built in partnership with institutional capital. Designed for employees and shareholders once a company has publicly filed its S-1, Spark offers a significantly favorable solution relative to those available pre-S-1.

Why Spark?

Liquid Stock can offer the lowest cost of capital for stakeholders in companies that have publicly filed its S-1. This means better terms than you’ve historically seen in our structure.

Liquid Stock can offer its highest ever advance rates for stakeholders in companies that have publicly filed its S-1, in some cases up to 50%. For option, RSU or PPU holders, this means that you can exercise more of your equity, which can start your long-term holding period for capital gains treatment. For shareholders, this means that you can access more capital and begin diversifying your portfolio pre-IPO. 

Accessing liquidity against equity owned today can be a favorable alternative to participating in a pre-IPO tender. It lets you access tax-advantaged capital today without parting ways with your equity’s upside tomorrow.

Exercising your options pre-IPO converts your tax status from ordinary to capital gains, and long-term capital gains if you hold for over a year. The savings here versus converting your shares in a cashless exercise can be material.

Leveraging our structure means employees are buying in and not selling at the most important time. This drives company alignment without impacting the cap table.

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Options Exercise

Unexercised stock options leading into an IPO can translate into millions of dollars in uncaptured wealth.

Lock in favorable tax treatment by converting from ordinary income to capital gains

Avoid a cashless exercise at liquidity, where your option spread is taxed at the highest ordinary-income rates

Maximize your net worth by leveraging our structure to offset capital gains in your shares 

Unlock the capital to buy your first home, pay down student loans, or whatever else you’re looking for

Access liquidity today without participating in a tender which means parting ways with the potential future upside of your shares

Use the liquidity proceeds to diversify your net worth and find peace of mind during a potentially volatile lock-up period

Liquidity On Owned Shares

Accessing liquidity against equity owned today can provide the capital for life’s needs.

How This Works

Eligibility

Employees or shareholders of private companies that have publicly filed an S-1

Advance

Liquid Stock can advance up to 50% of the value of your shares, using a tax-efficient structure

Outcome

Efficient liquidity, preserved ownership, and alignment with long-term company success

Why We Created Spark

Option Exercise Calculator

Learn More About Spark

Built on years of collaboration between Liquid Stock and Institutional Capital, Spark fits seamlessly into the path from private to public.

FAQs

As soon as the company’s registration statement (S‑1) is publicly filed with the SEC. Spark is designed specifically for that period through pricing, roadshow, and IPO.

Because Spark is purpose‑built for post‑S‑1 and supported by permanent capital, it generally offers a significantly lower cost of capital than pre‑S‑1 financing options.

No. Spark provides liquidity without requiring a secondary sale or other actions that directly impact the cap table.

Yes. Many employees use Spark to exercise options and potentially convert future gains from ordinary income into capital gains, subject to their personal tax situation.

Up to 50% of share value, subject to underwriting and company‑specific factors.

Terms are defined in definitive documentation. Generally, transactions contemplate public listing and lock‑up periods; repayments typically occur from future liquidity events.

Trusted by employees of top blue-chip technology companies

Databricks Logo xAI Logo Grammarly Logo Epic Logo Chime Logo Gusto Logo Illumio Logo Hashicorp Logo Robinhood Logo Affirm Logo Squarespace Logo Sumo Logic Logo